Trading Associate

Total compensation is targeted at ~ $115,000 – $130,000, determined based on the candidate's credentials, experience, and potential value to the department and firm. Position will be based in midtown NYC / Hybrid

Trading Associate

Position Overview:

Our client is a growing financial services firm operating across trading, brokerage, and wealth management, with institutional-caliber infrastructure and a lean, boutique culture. The firm is well capitalized and expanding steadily. This is a strong opportunity for a securities professional looking to broaden their exposure across trading and brokerage operations at a growing firm.

They are looking to add a Trading Associate to a fast-paced desk. This is a hands-on role supporting execution, trade operations, and client service across a mix of asset classes, suited to someone with a solid foundation in trading or brokerage operations who is looking to broaden their experience and take on more ownership.

Responsibilities will include (but not be limited to):

• Execute and manage trades across client and firm accounts, owning the process from order to settlement
• Handle transactions across a range of asset classes, including equities, options, and other securities products, with growing responsibility as your book expands
• Utilize industry-standard electronic trading platforms to drive efficient, accurate order execution
• Coordinate closely with internal teams, operations, and clients to keep trade processing fast, clean, and on time
• Take ownership of trade monitoring, including allocations, corrections, and reconciliations
• Manage margin-related account activity and serve as a proactive point of contact for clients on relevant account events
• Identify, investigate, and resolve trade discrepancies before they become bigger problems
• Prepare and deliver trade confirmations and execution quality reporting on a consistent, recurring basis

Qualifications:

• FINRA Series 7, 63, and 57 licenses (or well on your way to obtaining them)
• 2 to 7 years of experience in broker-dealer trading, operations, or a related capital markets role
• Strong working knowledge of equities, options, and other securities products
• Experience with industry-standard electronic trading platforms and broker-dealer operational workflows a strong plus
• Sharp attention to detail with the ability to manage competing priorities in a deadline-driven environment
• Polished communication and client service skills
• Proficiency in Microsoft Excel and other standard financial industry systems
• Self-starter who thrives with autonomy in a small, high-performing team
• Deep understanding of the trade lifecycle and brokerage operations
• Track record of identifying and resolving operational issues proactively
• Collaborative mindset with the range to contribute across functions